<?xml version="1.0"?><!DOCTYPE article SYSTEM "/project/take/software/searchbench_offline_processing/paperxml_generator/aclextractor/src/python/../resource/dtd/paperxml.dtd"><article><header><firstpageheader><page local="1" global="162"/><title>Likey: Unsupervised Language-Independent Keyphrase Extraction</title><pubinfo>Proceedings of the 5th International Workshop on Semantic Evaluation, ACL 2010,pages 162-165, Uppsala, Sweden, 15-16 July 2010. ©2010 Association for Computational Linguistics</pubinfo><author surname="Paukkeri" givenname="Mari-Sanna"><org  name="Adaptive Informatics Research Centre Aalto University School of Science and Technology P" country="Finland"/></author><author surname="Honkela" givenname="Timo"><org  name="Adaptive Informatics Research Centre Aalto University School of Science and Technology P" country="Finland"/></author></firstpageheader><frontmatter><p><b>Likey: Unsupervised Language-independent Keyphrase Extraction</b></p><p><b>Mari-Sanna Paukkeri and Timo Honkela</b></p><p>Adaptive Informatics Research Centre Aalto University School of Science and Technology P.O. Box 15400, FI-00076 AALTO, Finland mari-sanna.paukkeri@tkk.fi</p></frontmatter><abstract><i>Likey </i>is an unsupervised statistical ap­proach for keyphrase extraction. The method is language-independent and the only language-dependent component is the reference corpus with which the doc­uments to be analyzed are compared. In this study, we have also used an­other language-dependent component: an English-specific Porter stemmer as a pre­processing step. In our experiments of keyphrase extraction from scientific articles, the <i>Likey </i>method outperforms both supervised and unsupervised baseline methods. </abstract></header><body><section number="1" title="Introduction"><p>Keyphrase extraction is a natural language pro­cessing task for collecting the main topics of a document into a list of phrases. Keyphrases are supposed to be available in the processed docu­ments themselves, and the aim is to extract these most meaningful words and phrases from the doc­uments. Keyphrase extraction summarises the content of a document as few phrases and thus provides a quick way to find out what the docu­ment is about. Keyphrase extraction is a basic text mining procedure that can be used as a ground for other, more sophisticated text analysis meth­ods. Automatically extracted keyphrases may be used to improve the performance of information retrieval, automatic user model generation, docu­ment collection clustering and visualisation, sum­marisation and question-answering, among others.</p><p>This article describes the participation of the <i>Likey </i>method in the Task 5 of the SemEval 2010 challenge, automatic keyphrase extraction from scientific articles (Kim et al., 2010).</p><subsection number="1.1" title="Related work"><p>In statistical keyphrase extraction, many variations for term frequency counts have been proposed in the literature including relative frequencies (Dam-erau, 1993), collection frequency (Hulth, 2003), term frequency-inverse document frequency <i>(tf-idf) </i>(Salton and Buckley, 1988), among others. Additional features to frequency that have been experimented are e.g., relative position of the first occurrence of the term (Frank et al., 1999), im­portance of the sentence in which the term oc­curs (HaCohen-Kerner, 2003), and widely stud­ied part-of-speech tag patterns, e.g. Hulth (2003). Matsuo and Ishizuka (2004) present keyword ex­traction method using word co-occurrence statis­tics. An unsupervised keyphrase extraction method by Liu et al. (2009) uses clustering to find exemplar terms that are then used for keyphrase extraction. Most of the presented methods require a reference corpus or a training corpus to produce keyphrases. Statistical keyphrase extraction meth­ods without reference corpora have also been pro­posed, e.g. (Matsuo and Ishizuka, 2004; Bracewell et al., 2005). The later study is carried out for bilingual corpus.</p><doubt alpha="66.7" length="6" tooSmall="False" monospace="0.0">2 Data</doubt><p>The data used in this work are from the SemEval 2010 challenge Task 5, automatic keyphrase ex­traction from scientific articles. The data consist of train, trial, and test data sets. The number of scientific articles and the total number of word to­kens in each of the original data sets (before pre­processing) are given in Table 1.</p><p>Three sets of "correct" keyphrases are pro­vided for each article in each data set: reader-assigned keyphrases, author-provided keyphrases, and a combination of them. All reader-assigned keyphrases have been extracted manually from the papers whereas some of author-provided keyphrases may not occur in the content.<page local="2" global="163"/> The numbers of correct keyphrases in each data set are shown in Table 2.</p><table caption="Table 2: Number of correct answers in reader, au­thor, and combined answer sets for each data set."></table><p>More detailed information on the data set can be found in (Kim et al., 2010).</p></subsection></section><section number="3" title="Methods"><p><i>Likey </i>keyphrase extraction approach comes from the tradition of statistical machine learn­ing (Paukkeri et al, 2008). The method has been developed to be as language-independent as possible. The only language-specific component needed is a corpus in each language. This kind of data is readily available online or from other sources.</p><p><i>Likey </i>selects the words and phrases that best crystallize the meaning of the documents by com­paring ranks of frequencies in the documents to those in the reference corpus. The <i>Likey ra­tio </i>(Paukkeri et al, 2008) for each phrase is de­fined as <i>rankd(p)</i> where <i>rankd{p) </i>is the rank value of phrase <i>p </i>in document <i>d </i>and <i>rankr{p) </i>is the rank value of phrase <i>p </i>in the reference corpus. The rank val­ues are calculated according to the frequencies of phrases of the same length <i>n. </i>If the phrase <i>p </i>does not exist in the reference corpus, the value of the maximum rank for phrases of length <i>n </i>is used: <i>rankr{p) = max-rankr{n) </i>+ 1. The <i>Likey ra­tio </i>orders the phrases in a document in such a way that the phrases that have the smallest ratio are the best candidates for being a keyphrase.</p><doubt alpha="42.9" length="7" tooSmall="False" monospace="0.0">L(p,d)=</doubt><doubt alpha="66.7" length="9" tooSmall="False" monospace="0.0">rankr(p)'</doubt><p>As a post-processing step, the phrases of length <i>n &gt; </i>1 face an extra removal process: if one of the words composing the phrase has a rank of less than a threshold £ in the reference corpus, the phrase is removed from the keyphrase list. This procedure excludes phrases that contain function words such as "of or "the". As another post­processing step, phrases that are subphrases of those that have occurred earlier on the keyphrase list are removed, excluding e.g. "language model" if "unigram language model" has been already ac­cepted as a keyphrase.</p><subsection number="3.1" title="Reference corpus"><p><i>Likey </i>needs a reference corpus that is seen as a sample of the general language. In the present study, we use a combination of the English part of Europarl, European Parliament plenary speeches (Koehn, 2005) and the preprocessed training set as the reference corpus. All XML tags of meta infor­mation are excluded from the Europarl data. The size of the Europarl corpus is 35 800 000 words after removal of XML tags.</p></subsection><subsection number="3.2" title="Preprocessing"><p>The scientific articles are preprocessed by remov­ing all headers including the names and addresses of the authors. Also the reference section is re­moved from the articles, as well as all tables, fig­ures, equations and citations. Both scientific arti­cles and the Europarl data is lowercased, punctua­tion is removed (the hyphens surrounded by word characters and apostrophes are kept) and the num­bers are changed to <b>&lt;NUM&gt; </b>tag.</p><p>The data is stemmed with English Porter stem-mer implementation provided by the challenge or­ganizers, which differs from our earlier experi­ments.</p><doubt alpha="56.2" length="16" tooSmall="False" monospace="0.0">(1)3.3 Baselines</doubt><p>We use three baseline methods for keyphrase ex­traction. The baselines use uni-, bi-, and trigrams as candidates of keyphrases with <i>tf-idf </i>weight­ing scheme. One of the baselines is unsuper­vised and the other two are supervised approaches. The unsupervised method is to rank the candidates according to their <i>tf-idf </i>scores. The supervised methods are <i>Naïve Bayes (NB) </i>and <i>Maximum En­tropy (ME) </i>implementations from WEKA pack­age<footnote anchor="1"/>.</p><p>http ://www.es.waikato.ac.nz/~ml/weka/<page local="3" global="164"/></p><table caption="Table 1: Number of scientific articles and total number of word tokens in the data sets." class="main" frame="box" rules="all" border="1" regular="False"><tr class="row"><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><b>Data set</b></p></td><td class="cell"><p><b>Articles</b></p></td><td class="cell"><p><b>Word tokens</b></p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p>train</p></td><td class="cell"><p>144</p></td><td class="cell"><p>1 159 015</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p>trial</p></td><td class="cell"><p>40</p></td><td class="cell"><p>334 379</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p>test</p></td><td class="cell"><p>100</p></td><td class="cell"><p>798 049</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td></tr></table><table caption="Table 2: Number of correct answers in reader, author, and combined answer sets for each data set." class="main" frame="box" rules="all" border="1" regular="False"><tr class="row"><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><b>Data set</b></p></td><td class="cell"><p><b>Reader</b></p></td><td class="cell"><p><b>Author</b></p></td><td class="cell"><p><b>Combined</b></p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p>train</p></td><td class="cell"><p>1 824</p></td><td class="cell"><p>559</p></td><td class="cell"><p>2 223</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p>trial</p></td><td class="cell"><p>526</p></td><td class="cell"><p>149</p></td><td class="cell"><p>621</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p>test</p></td><td class="cell"><p>1 204</p></td><td class="cell"><p>387</p></td><td class="cell"><p>1 466</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td></tr></table></subsection></section><section number="4" title="Experiments"><p>We participated the challenge with <i>Likey </i>results of three different parameter settings. The settings are given in Table 3. <i>Likey-1 </i>has phrases up to 3 words and <i>Likey-2 </i>and <i>Likey-3 </i>up to 4 words. The thresh­old value for postprocessing was selected against the trial set, with £ = 100 performing best. It is used for <i>Likey-1 </i>and <i>Likey-2. </i>Also a bit larger threshold £ = 130 was tried for <i>Likey-3 </i>to exclude more function words.</p><p>Table 3 : Different parametrizations for <i>Likey: n-</i>gram length and threshold value £.</p><p>An example of the resulting keyphrases ex­tracted by <i>Likey-1 </i>from the first scientific arti­cle in the test set (article C-l) is given in Ta­ble 4. Also the corresponding "correct" answers in reader-assigned and author-provided answer sets are shown. The keyphrases are given in stemmed versions. <i>Likey </i>keyphrases that can be found in the reader or author answer sets are emphasized.</p><p><b><i>Likey-1 </i></b><i>uddi registri, </i>proxi registri, servie discoveri, <i>grid servie discoveri, </i>uddi kei, uniqu uddi kei, servie discoveri mechan, distribut hash tabl, <i>web servie, dht, </i>servie name, web servie discoveri, local proxi registri, local uddi registri, queri multipl registri <b>Reader </b><i>grid servie discoveri, </i>uddi, distribut web-servic discoveri architectur, dht base uddi registri hierarchi, deploy issu, bamboo dht code, case-insensit search, queri, longest avail prefix, qo-base servie discoveri, autonom control, <i>uddi registri, </i>scalabl issu, soft state <b>Author </b>uddi, <i>dht, web servie, </i>grid comput, md, discoveri</p><p>Table 4: Extracted keyphrases by <i>Likey-1 </i>from ar­ticle C-l and the corresponding correct answers in reader and author answer sets.</p><p>The example shows clearly that many of the ex­tracted keyphrases contain the same words that can be found in the correct answer sets but the length of the phrases vary and thus they cannot be counted as successfully extracted keyphrases.</p><p>The results for the three different <i>Likey </i>parametrizations and the three baselines are given in Table 5 for reader-assigned keyphrases and Ta­ble 6 for the combined set of reader and author-assigned keyphrases. The evaluation is conducted by calculating precision (P), recall (R) and F-measure (F) for top 5,10, and 15 keyphrase candi­dates for each method, using the reader-assigned and author-provided lists as correct answers. The baseline methods are unsupervised <i>tf-idf </i>and su­pervised <i>Naïve Bayes (NB) </i>and <i>Maximum Entropy (ME).</i></p><p><i>Likey-1 </i>performed best in the competition and is thus selected as the official result of <i>Likey </i>in the task. Anyway, all <i>Likey </i>parametrizations outper­form the baselines, <i>Likey-1 </i>having the best pre­cision 24.60% for top-5 candidates in the reader data set and 29.20% for top-5 candidates in the combined data set. The best F-measure is obtained with <i>Likey-1 </i>for top-10 candidates for both reader and combined data set: 16.24% and 17.11%, respectively. <i>Likey </i>seems to produce the best keyphrases in the beginning of the keyphrase list: for reader-assigned keyphrases the top 5 keyphrase precision for <i>Likey-1 </i>is 6.8 points better than the best-performing baseline <i>tf-idf </i>and the cor­responding F-measure is 4.0 points better. For the combined set, the numbers are 7.2 and 3.7 points, respectively. The difference decreases for the larger keyphrase sets.</p></section><section number="5" title="Conclusions and discussion"><p>This article describes our submission to SemEval 2010 Task 5, keyphrase extraction from scien­tific articles. Our unsupervised and language-independent method <i>Likey </i>uses reference corpus and is able to outperform both the unsupervised and supervised baseline methods. The best results are obtained with the top-5 keyphrases: precision of 24.60% with reader-assigned keyphrases and 29.20% with the combination of reader-assigned and author-provided keyphrases.</p><p>There are some keyphrases in the answer sets that our method does not find: due to the com­paratively large threshold value £ many phrases that contain function words, e.g. "of, cannot be found. We also extract keyphrases of maximum length of three or four words and thus cannot find keyphrases longer than that. The next step of this research would be to take these problems into ac­count.</p><table class="main" frame="box" rules="all" border="1" regular="False"><tr class="row"><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><b>Repr.</b></p></td><td class="cell"><p><b><i>n</i></b></p></td><td class="cell"><p></p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>Likey-1</i></p></td><td class="cell"><p>1-3</p></td><td class="cell"><p>100</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>Likey-2</i></p></td><td class="cell"><p>1-4</p></td><td class="cell"><p>100</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>Likey-3</i></p></td><td class="cell"><p>1-4</p></td><td class="cell"><p>130</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td></tr></table><page local="4" global="165"/><p>Table 5: Results for <i>Likey </i>and the baselines for the reader data set. The best precision (P), recall (R) and F-measure (F) are highlighted.</p><p>Table 6: Results for <i>Likey </i>and the baselines for the combined (reader+author) data set. The best precision (P), recall (R) and F-measure (F) are highlighted.</p></section><section title="Acknowledgements"><p>This work was supported by the Finnish Graduate School in Language Studies (Langnet) funded by Ministry of Education of Finland.</p><table class="main" frame="box" rules="all" border="0" regular="False"><tr class="row"><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><b>Method</b></p></td><td class="cell"><p><b>Top 5 candidates P %    R %    F %</b></p></td><td class="cell"><p><b>Top 10 candidates P %    R %    F %</b></p></td><td class="cell"><p><b>Top 15 candidates P %    R %    F %</b></p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>Likey-1</i></p></td><td class="cell"><p><b>24.60</b></p></td><td class="cell"><p>10.22</p></td><td class="cell"><p>14.44</p></td><td class="cell"><p>17.90</p></td><td class="cell"><p>14.87</p></td><td class="cell"><p><b>16.24</b></p></td><td class="cell"><p>13.80</p></td><td class="cell"><p><b>17.19</b></p></td><td class="cell"><p>15.31</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>Likey-2</i></p></td><td class="cell"><p>23.80</p></td><td class="cell"><p>9.88</p></td><td class="cell"><p>13.96</p></td><td class="cell"><p>16.90</p></td><td class="cell"><p>14.04</p></td><td class="cell"><p>15.34</p></td><td class="cell"><p>13.40</p></td><td class="cell"><p>16.69</p></td><td class="cell"><p>14.87</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>Likey-3</i></p></td><td class="cell"><p>23.40</p></td><td class="cell"><p>9.72</p></td><td class="cell"><p>13.73</p></td><td class="cell"><p>16.80</p></td><td class="cell"><p>13.95</p></td><td class="cell"><p>15.24</p></td><td class="cell"><p>13.73</p></td><td class="cell"><p>17.11</p></td><td class="cell"><p>15.23</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>tf-idf</i></p></td><td class="cell"><p>17.80</p></td><td class="cell"><p>7.39</p></td><td class="cell"><p>10.44</p></td><td class="cell"><p>13.90</p></td><td class="cell"><p>11.54</p></td><td class="cell"><p>12.61</p></td><td class="cell"><p>11.60</p></td><td class="cell"><p>14.45</p></td><td class="cell"><p>12.87</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>NB</i></p></td><td class="cell"><p>16.80</p></td><td class="cell"><p>6.98</p></td><td class="cell"><p>9.86</p></td><td class="cell"><p>13.30</p></td><td class="cell"><p>11.05</p></td><td class="cell"><p>12.07</p></td><td class="cell"><p>11.40</p></td><td class="cell"><p>14.20</p></td><td class="cell"><p>12.65</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>ME</i></p></td><td class="cell"><p>16.80</p></td><td class="cell"><p>6.98</p></td><td class="cell"><p>9.86</p></td><td class="cell"><p>13.30</p></td><td class="cell"><p>11.05</p></td><td class="cell"><p>12.07</p></td><td class="cell"><p>11.40</p></td><td class="cell"><p>14.20</p></td><td class="cell"><p>12.65</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td></tr></table><table class="main" frame="box" rules="all" border="0" regular="False"><tr class="row"><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><b>Method</b></p></td><td class="cell"><p><b>Top 5 candidates P %   R %    F %</b></p></td><td class="cell"><p><b>Top 10 candidates</b></p><p><b>P %  R %   F %</b></p></td><td class="cell"><p><b>Top 15 candidates P %    R %    F %</b></p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>Likey-1</i></p></td><td class="cell"><p><b>29.20</b></p></td><td class="cell"><p>9.96</p></td><td class="cell"><p>14.85</p></td><td class="cell"><p>21.10</p></td><td class="cell"><p>14.39</p></td><td class="cell"><p><b>17.11</b></p></td><td class="cell"><p>16.33</p></td><td class="cell"><p><b>16.71</b></p></td><td class="cell"><p>16.52</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>Likey-2</i></p></td><td class="cell"><p>28.40</p></td><td class="cell"><p>9.69</p></td><td class="cell"><p>14.45</p></td><td class="cell"><p>19.90</p></td><td class="cell"><p>13.57</p></td><td class="cell"><p>16.14</p></td><td class="cell"><p>15.73</p></td><td class="cell"><p>16.10</p></td><td class="cell"><p>15.91</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>Likey-3</i></p></td><td class="cell"><p>28.00</p></td><td class="cell"><p>9.55</p></td><td class="cell"><p>14.24</p></td><td class="cell"><p>19.60</p></td><td class="cell"><p>13.37</p></td><td class="cell"><p>15.90</p></td><td class="cell"><p>16.07</p></td><td class="cell"><p>16.44</p></td><td class="cell"><p>16.25</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>tf-idf</i></p></td><td class="cell"><p>22.00</p></td><td class="cell"><p>7.50</p></td><td class="cell"><p>11.19</p></td><td class="cell"><p>17.70</p></td><td class="cell"><p>12.07</p></td><td class="cell"><p>14.35</p></td><td class="cell"><p>14.93</p></td><td class="cell"><p>15.28</p></td><td class="cell"><p>15.10</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>NB</i></p></td><td class="cell"><p>21.40</p></td><td class="cell"><p>7.30</p></td><td class="cell"><p>10.89</p></td><td class="cell"><p>17.30</p></td><td class="cell"><p>11.80</p></td><td class="cell"><p>14.03</p></td><td class="cell"><p>14.53</p></td><td class="cell"><p>14.87</p></td><td class="cell"><p>14.70</p></td><td class="cell"></td></tr><tr class="row"><td class="cell"></td><td class="cell"><p><i>ME</i></p></td><td class="cell"><p>21.40</p></td><td class="cell"><p>7.30</p></td><td class="cell"><p>10.89</p></td><td class="cell"><p>17.30</p></td><td class="cell"><p>11.80</p></td><td class="cell"><p>14.03</p></td><td class="cell"><p>14.53</p></td><td class="cell"><p>14.87</p></td><td class="cell"><p>14.70</p></td><td class="cell"></td></tr><tr class="row"><td 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