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                <title>EBL2: AN APPROACH TO AUTOMATIC LEXICAL ACQUISITION</title>
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                <head>Abstract</head>
                <p>A method for automatic lexical acquisition is out lined. An existing lexicon that, in addition Io ordinary \]exical entries, contains prototypical cntrips for various non-exclusive paradigms of open-cl~,.ss words, is extended by inferring new lexical entries from texts containing unknown words. This is done by comparing the constraints placed on the unknown words hy the natural language system's grammar with the prototypes and a number of hand-coded phras(, templates specific for each paradigm. Once a sufficient number of observations of the word in different contexts have been made, a lexical entry is constructed for the word by assigning it to one or sew~ral paradigm(s), Parsing sentences with ullknown words is normally very time-consuming due to the large nmnber of grammatically possible analyses. To cir~ cumvent this problem, other ilhrase templates are extracted automatically from tim gramlnal and domain-specific texts using an explanation based learning method. These templates represent grammatically correct, sentence patterns. When a selltence matches a template, the original I)arsing component can be bypassed, reducing parsing times dramatically.</p>
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            <div1>
                <head xml:id="sec1">Introduction</head>
                <p>A persisting trend in unification-based approaches to natural language processing is to incorporate large quantirAes of information in the lexicon, informatio,i that has traditionally resided in the gran,mar ules. Acquiring a lexicon has thus becolne a diflicull and time consuming txsk, even for moderately sized lex ira. In addition to this, an.',' natural language processing system intended for serious applications must include a large lexicon -- several thousands of words or more is commonly considered a minimun~ size which adds even more to the complexity of the lu'oblem. In view Of this, tools for lexical acqusition are not only desirable they become a necessity. Most. approaches to this problem hay,' been AcrEs DE COLING-92, NANTES, 23-28 Aot)'r 1992 1 l 7 2 to construct a range of tools that require varinus degrees of inleraclive support when new lexical entries are created, either from raw text material (as ill e.g., \['frost &amp; Bnchberger 86, Grosz ct al 87, Wilensky 90\] and tile early work by Zernik \[Zernik ~(,&quot; Dyer 85, Zernik 87\]), or from machine readable dictionaries (see e.g., \[Bognraev el al 87, ('.alzolari &amp;&quot; Bindi 90\]). Although interactive tools |or h'xical acquisition greatly simplifies tile task of constructing a lexicon, it. is desirable to go oue step further and fully remow&quot; the need for user interaction.</p>
                <p>One of the first systems that aimed at constructing lexica\] entries automatically from raw text was Granger's FOUL-U'P system \[Granger 77\]. FOULUP extended a lexicon by referring restrictions placed on unknown words by instantiating scripts that matched the sentences containing the nnknown words. This I)uilt on a immber of assumptions which in general do nol bold, in particular: that all the information needed to create all entry is contained ill one text: that no nmrphological information is needed; tha~ specific (hand-coded) scripts covering the domain can be made available in advance, hi one of the later approaches to automatic lexical acquisition from raw text, \[dacobs ,to Zernik 88\] have shown the need to consult a variety of knowledge sources such ~s morphological, syntactic, semantic, and contextual knowledge when determining anew lexical entry.</p>
                <p>This paper describes an automatic nlethod to acquire new lexical entries by using analytical earning in coml,inalion wit.h strategies used in an existing interactive tool for lexical acquisition (VEX \[Carter 89}). In the process of constructing a lexical entry. the system combines everal different sources of information: the underlying NL system (CLE, \[Alshawi red.) 92\]) will contribute information on syntactically and semantically permissible phrases and on tile rules for inIlectional nmrl)hology. The corpus wilt contrihute information on which of these constructions actually occur. This information is combined with tile the linguistic knowledge encoded in the interactive lexical acquisition tool to infer lexical entries for unknown words m the text.</p>
                <p>The rest of Ihe paller is laid out as follows: Section :2 contains information al)out the various elements on which the method is based. Section 3 dePRec. el: COLING-92, NANTES, AUG. 23-28, 1992 scribes the method itself and Section 4 reports on the current state of the implementation,</p>
                <div2>
                    <head xml:id="sec2">The elements of the scheme</head>
                    <p>2.1 The Core Language Engine, CLE The Core Language Engine is a general purpose natural language processing system for English developed by SRI Cambridge. It is intended to be used as a building block in a broad range of applications, e.g. data-b~.se query systems, machine translation systems, text-to-speecb/speech-to-text sysems, etc. The object of the CLE is to map certain natural language xpressions into appropriate predicates in logical form (or Quasi-Logical Form \[Alshawi ,(.: van Eijck 89\]). The system is based completely on tmi lication and facilitates a reversible phrase-structure type grammar.</p>
                    <p>The Swedish Institute of Computer ,'qci(m(e has with support from 8RI generalized the fi'anwwork and developed all equivahmt system for Swedish (the S-CLE, \[Gamback &amp; Rayner 92\]). The two copies of the CLE have been used together to form a machine translation system \[Alshawi et a191\]. The S-('LE has a fairly large gramnmr covering most of the common constructions in Swedish. There is a good treatment of inflectional morphology, covering all main inflectional closes of nouns, verbs and adjectives.</p>
                    <p>The wide range of l)ossihle applications have put severe restrictions on the type of lexicon that can be used. The S-CLE h~ a function-word lexico~J containing about 400 words, including most Swedish pronouns, conjllnctlous, prepositions, determiners, particles and &quot;special&quot; verbs. In addition, there is a &quot;core&quot; content-word lexicon (with common nouns, verbs and adjectives) and domain specitic h'xica. This part of tbe system is still under development and all these content-word lexica together haw, about 750 entries.</p>
                    <p>The lexical entries contain information about il~flectional morphology, syntactic and semantic subcategorization, anti sortal (selectional) restrictions. Information abont the linguistic properties of an entry is represented by complex categories that include a principal category symbol and specifications of constraints on the values of syntactic/semantic features. Such categories also appear in the C.LF,'s grammar and matching and merging of the information encoded in them is carried out by unification during parsing. Two categories can be unified if the constraints on their feature values are compatible</p>
                    <p>In the actual &quot;core&quot; and domain Icxica, this information is kept implicit and represented as pointers to entries in a &quot;paradigm&quot; lexicon with a number of words representing basic word usages and inflections. ACTES DE COLING-92, NANTES, 23-28 AO~r 1992 1 1 7 3 I'gOC. OF COLING-92, NAN'rES, AUG. 23-28, 1992 For these &quot;paradigm words&quot; only, the complete set of feature vahles is explicitly specified. 2.2 The Vocabulary EXpander, VEX In the English CLE, new lexicon entries can be added by tile users with a tool developed for the purpose. q'his lexicon acquisition tool, the Vocabulary EXpander, is fully described in \[Carter 89\]. In parallel with the development of the S-CLE, a Swedish version of the VEX system was designed \[Gamback 92\].</p>
                    <p>VEX allows for the creation of lexical entries by users with knowledge both of a natural language and of a Sl)ecilic application domain, but not of linguistic theory or of tile way lexical entries are represented in the CLE. It presents examl)le sentences to the user and asks lor information on tile grammaticality of the sentences, and for selcctional restrictions on arguments of predicates VEX adopts a copy and edit strategy in colmtrnctiug Icxical entries. It builds on the &quot;paradigm&quot; lexicon and sentence patterns, that is, declarative knowledge of the range of sentential contexts ill which the word usages in that lexicon Call OCCUI'.</p>
                    <p>In the present work we want to investigate to what extent snch creation of lexicon entries can be performed with a minimum of user interaction, lnstead of presenting exaruple sentences to the user we are allowing the program to use a very large text where hopefully unknown words will occur in several ditlbrenl sentence patterns. This strategy will he filrther described i~, the following sections.</p>
                    <p>First, however, we will define what we mean by the notion of (subcategorization) &quot;paradigm&quot;. Tile definition we adopt here is based on the one used in \[Carter 89\], namely that Definition 1 a paradigm zs any minimal non.empty intersection of Icxical entries. Every category in a pa,'adlgm will occur in czaclly the same set of entries in the lexicon as every other category Of auy) in that paradigm. Every ent,y consists of a dis3o2ul union of paradigms.</p>
                    <p>lh're, we assume that a lexicon can be described in terms of (a small set of) sucb paradigms, relying on ttle fact. that the open-class words exhibit at least approximate regularities) 2.3 The Lexicon Learning system, L 2 Previous experiments in automatic lexical acquistilion at. S1CS (L ~ - Lexicon Learning) used a set of</p>
                    <p>1 The system does not attempt to cope with c|oaed-categc)ry words. '\['hey have to be entered into a apecific function-word lexicon by a skilled linguist. sentences and a formal grammar to infer the lexical categorit.'-s of the words in the sentences. The original idea wa.q to start with an empty lexicon, assuming that the grammar would place restrictions on the words in the sentences ufficient to determine an assignment of lexical categories to them \[Rayner el al 88\]. This can I)e viewed as solving a set of equations where the words are variables that are Io be assigned lexical categories and the constraints that all sentences parse with respect to the grammar are the equations.</p>
                    <p>Unfortunately, it proved almost impossit,le to parse sentenees containing several nnknown words. For this reason the scheme was revised in several ways \[tlgrmander 88\]; instead of starting with an eu/pty lexicon, the starting point bccanw, a lexicon coutaining clnsed-cl;kss words snell ;L~ l)FOllOIlnS~ prepositions and determiners. The system would then at each stage only process sentences that coil rained exactly one unknown word, the hop,, I)eing that tlie words learned from these sentences would reduce the number of unknown words in the other ones. In addition to this, a rnorphologicat component w~s included to guide the assignments. Although the project proved the femsibility of the scheme, it also revealed some of its inherent problems, especially the need for fa.ster parsing methods. 2.4 Explanation-based learning, EBL A problem with all natural language grammars is that they allow a vemt number of possible constructions that very rarely, if ever, occur in real sentences. The application of explanation-based learning ~ (EBL) to natural language processing allows us to reduce tim set of possible analyses and provides a solution to the parsing inefficiency problem mentioned above (Subsection 2.3).</p>
                    <p>The original idea \[Rayner 88\] was t.o bypass llOl'lna\] processing and instead use a set of learlled rules that perh)rmed the t.~qks of the normal parsing component, l:ly indexing the learned rules eflicieutly, analysing an input sentence using the learned rules is w~ry much faster than normal processing \[Samuelsson &amp; Rayner 9t\]. The learned rules can be viewed as templates for grammatically correct phrases which are extracted from the. granmmr and a set of training sentences using explanatiou-bmqed learning, llere, we assume the following definition: Definition 2 a ten'tplate ts a generalization constrvcted from lhe parse tree for a successfidly processed phrase, .,1 template is a tree spanning the parse with a mother category as root and a collection of its ancestor nodes</p>
                    <p>2t~xplanation-lmsed l arning is n machine learning techIllqlle closely related to tllaCro-operator learllil|g, chtlllkillg, and parliM evaluation and is described in e.g.. \[I)e.long &amp; Mooney 8~';, Mitchell et at 86\]. AcrEs nl~ COTING-92, NAt,rl~s, 23-28 Ao(rr 1992 1 ! 7 4 (at arbitrary, but pre-defined, deep levels of nesting) as I~a~les.</p>
                    <p>The fact that the templates are derived from the original gramlnar guarantees that they represent correct phrlLses and the fact that they are extracted from real senteuces ensnres Ihat they represent constructions that actually occur. 3 Explanation-based</p>
                    <p>lexical learning, EBL 2 The basic algorithm goes ,xs follows: 1. Using a large corpus from the domain, extract</p>
                    <p>teUll)lates from the sentences contaiuing uo 1.111-</p>
                    <p>known words. 2. Analyse the remaining sentences (the ones con-</p>
                    <p>taiuing unknown words) using the templates,</p>
                    <p>while maintaining an interim lexicon for the un-</p>
                    <p>known words. 3. Compare the restrictions placed on the unknown words by the analyses obtained with other handcoded phrase templates pecific for the paradigms m the lexicon d. (2reate &quot;rear' lexical entries from the mforma-</p>
                    <p>ti&lt;m m the intcrhn lcxicon when a full set of</p>
                    <p>such templates \[covering a paradigm) has been</p>
                    <p>found.</p>
                    <p>In the following subsections, we will address these issues in turn. 3.1 Extracting templates from a domain-specific corpus A typical situation where we think that this method is well suited is when a general purpose NL system with a core lexicon (such as the S-CLE) is to be customized to a specific application domain. Tile vocabulary used in the domain will include e.g. technical terms that are not present in the core lexicon. Also, the use of the words in the core lexicon may differ between domains. In addition to this, some types of gralnmatieal coustrilcts may be more eonllnon ill one domain than ill allother. We will try to &quot;get the flavour of the language&quot; in a particular application euviromnenl from domain-specific texts.</p>
                    <p>The corpus is divided into two parts: one with seatellces containing ilnknown words, all(\] another where all the words are known, The latter group is used to extract plmme templates that capture tile grammatical constructions occurring in tile domain. rFhe process of extracting phrase templates from training sentences i outlined in Subsection 2.4. PRec. OF COLING-92, NAmV:s, AUG. 23-28, 1992</p>
                </div2>
                <div2>
                    <head xml:id="sec3.2">Analysing the remaining sentences</head>
                    <p>Assuming that a partieular set of phrase tenlplales is applicable to a sentence containing an unknown word will associate aset of constraints with the word. Naturally, the constraints Oil I\[le kBowlt words of the sentence should be satisfied if this tcmplatv is to be e(msidered. 3 This will correspond to a partic+ular parse or analysis of the seutenee. Thus a sol of constraints is a.ssociated with each different pm'se</p>
                    <p>A number of entries in the prot.otype iexicou will matcll the set of constraints associated with a senteuce. \['\]aeh prototyI)e is all illCal'llatioIl of il para digtn, Thus we can a.ssociate a word with a set of paradigms. (Note thai the paradigms may be nonexclusive.) All such +msociatious (corresponding to different parses of the same sentence) are collected, and used to update the+ interim h'xieon.</p>
                    <p>'\['h(! IllOSt obvious conslraiuts colnt! frolll syllt{ic tie considerations. If, in Ihe sentence John loves a ca( the word loves were unknown, while the other words did indeed have the obvious lexicai entries, the gram mar will require loves to be a transitive verb of third person singular agreement. Since the prototYl)eS of verbs are iu tl,e imperative form, we nmst associate a finite verb form with the imperatiw~, This is done by applying a omrphologieal rule that strips the '-s' from the word loves, reinforcing the hypothesis and gaining the tense information in the process.</p>
                    <p>Now, this ntorphological information lnay seem uniml)ortant in Fnglish, but it definitely is +lol it, Swedish: a word with more that+ one sy\]lal,h+ ending with '-or' has to be an in(h.finite common gel,der noun. If it is not of latin origin it lnusl, be a phi ral form an(I thus ils entire morl)hology is kJvm, n The odds that it is a countabh&quot; noun (like d.ck), as (}\[)posed tO 1t lllaSS IIOIln (such {IS walev), ;ll'C ()vet&quot; whehning.</p>
                </div2>
                <div2>
                    <head xml:id="sec3.3">Constructing lexical entries</head>
                    <p>During tile analysis of the set of sentences conlaining unknown words, an interim lexicon for these unknown words is kept. The interim lexieon is imlexed on word sterns and updated each titlie a IWW Sell fence is i)roeessed. \[&quot;or each word sI, eul+ t'e/o pieces of information are retained in this lexicon: a hypothesis about which paradigm or set. of paradigms lhe word is assumed to belong to, and a justifieat.ion Ihat encodes all evidence relevant o the word. The jnstifieation is used to make the hypothesis aml is main tained so that the entry may be Ul)(lat, ed whett new inlbrmation about tim word arrives. When all the l)hrase templates (sentence patterns) for lhlfilhnent Aeries nE COLINGO2. N,~t~&quot;nis, 23-28 ̂ot~rl 1992 1 l 7 5 of a Sl)ecilic para(ligm have been found, an entry for the word is made in the domaimspecifie l xicon that is bcmg constructed. This is done while still keeping the justilication reformation, since this might contaht evidence indicating other word-senses or holnographs</p>
                </div2>
                <div2>
                    <head xml:id="sec4">hnI)lementation status</head>
                    <p>A prelimiuary versi(~u of the lexieal acquisition sys tern has been implemented in Prolog. &quot;File mealtile extracting telnplates froln Selltences with knowll words is \[uily operational. The parser for sentences witil unkuown words has also been tested, while tile iaterim lexicon still is subject to experimentatiolL Presenl.ly, a w'ry siml)le strategy for the interiln lexicon has been tesled. This version uses the set of all hypotheses ns the justification and use their dis.itmetion as the era'rent hypothesis. We are currently working Oll extending this sdlenle to one incorporating the full algorithm deseril)ed above.</p>
                    <p>Unknowu wor(l~ are matched with tim subcalegorizatiou paradigms of the S-CLE. In total 62 differenl synl.aet.ic/semantic paradigms are known by the present systmn: 5 for Swedish nmms, l0 for adjectives, aud all tim others for verbs. Tim morphological inflections are subdivided into 14 different inflectional cbLsses of nouns, 3 classes of adjectives, and 24 classes of verbs.</p>
                </div2>
                <div2>
                    <head xml:id="sec5">Conclusions</head>
                    <p>We have (mt.lin&lt;'d amethod for autonlatic lexieal ae(luisilion. An existing lexicon built on the usage of i)rolotypica\] entries for l)aradigms of opemela.ss words, is ext.end~'d b5 infi~rring new lexical entries fl'OIII texts containing Dnkl/own words. The COllstraints placed on these words by the gramnlar arc compared with the prototypes and a hypothesis is made al)ouI what paradigm the word is most likely to l)olong to.</p>
                    <p>The hy\]lotheses ai)otlt, the ilnknown words are kept+ m an interim lexicon until a suflicient level of confidence is reached. Phrase templat&lt;~s are both hand-cod&lt;+d aud extracted front the grammar and donlaiu-spt!citic texts using an explanation-based h,arning method.</p>
                </div2>
                <div2>
                    <head xml:id="sec6">Acknowledgements</head>
                    <p>The work reported here was fimded by the Foundation tot the Swedish Institute of Computer Science aud the Swedish National Board for Industrial and T&lt;,ch nical l)evelol)mel\]t ( N UTEK). I)roc. OF COLlNG-92, NANTES, AU(). 23-28, 1992</p>
                    <p>We would like to thank Manny Rayner and David Carter (SRI Cambridge) and Seif llaridi (SICS) for helpful discussions and suggestions, and Pierre Gander (Stockholm University) for valuable supl)ort. References Alshawi, 11. and J. van Eijek (1989). &quot;Logical t&quot;orms</p>
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                    <p>search l/eport R88019, Stockholm, Sweden. Jacob.~. P. a~l¢l U. Zernik 11988). &quot;Acquiring Lexieal</p>
                    <p>Knowledge from Text: A Case Study&quot;, the 7th</p>
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                    <p>Saint Paul, Minnesota, pp. 739 744. Mitchell, T.M., ItM. Keller and S.T. Kedar-Cabelli</p>
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                    <p>Exploiling Subregnlarities&quot;, the DA RPA Speech</p>
                    <p>and Natural Language Workshop, llidden Val-</p>
                    <p>ley, Pennsylvania, pp. 365-370. Zernik, U. and M. Dyer 11985). '&quot;lbwards a Self-</p>
                    <p>Extending Lexicon&quot;, the 22rd Annual Meeting</p>
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                    <p>tics, University of Chicago, Chicago, Illinois,</p>
                    <p>pp 284 292. Zernik, U. (1987). &quot;l:mguage Acquisition: Learning</p>
                    <p>a lIierarehy of Phrases&quot;, the lOth International</p>
                    <p>Joint Conference o)1 Artzficial lntelliqence, Mi-</p>
                    <p>lan, italy, pp. 125 131</p>
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            <note n="*Department" place="below">of (.\]onlpuler ,~lld S)'steRIS ScieIIC('S, S\[ock. hohn University, Electrnm 23(/, S - 16.t ,In \]&lt;.ISTA, Sweden. I NLP-group, Swedish hmtitute tff Computer Science, Box 1263, S 16.1 28 KIST&amp; Stockhohn, Sweden.</note>
            <note n="3" place="below">UldeSs tile)' Ih) ill fact COll't!sp(lltd to othtT llr)ll lexicaliz,:d Sl¢llSeS of tile word, in' to hO|llO~l.&amp;l)hS,</note>
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